Form D · Private Equity Fund
57 STARS GLOBAL OPPORTUNITY FUND 4 (Cayman), L.P.
Washington, DC · CIK 0001646221
Offering snapshot reported Oct 26, 2017 · SEC filing
- Reported sold
- $8.5M Offering amount: $8.5M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 9, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 26, 2017 | Initial | $8,500,000 | No comparison | 4 | SEC filing |
| Jul 8, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-297493
Issuer will also pay Trinity and BA Securities commission based on the commitments introduced by each party.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Trinity Group Limited | None | |
| BA Securities, LLC | 153489 | Jennifer Johnson · CRD 4756254 |
Source: Form D, filed Oct 26, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steven Jonas Cowan | Director, Executive |
| Mitchell Darrin Fenster | Executive |
| Bernard Charles Mc Guire | Director, Executive |
| Stephen Humbert O'neill | Director, Executive |
| Eugene Vincent Pohren | Director, Executive |
| Charles David Toy | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O 57 Stars Llc 616 H. Street, Nw, Suite 450
Washington, DC, 20001
Washington, DC, 20001