Form D · Private Equity Fund
57 STARS GLOBAL OPPORTUNITY FUND 3 (U.S.), L.P.
Washington, DC · CIK 0001524434
Offering snapshot reported Apr 30, 2013 · SEC filing
- Reported sold
- $83.8M Indefinite offering
- Investors reported
- 20 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 18, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$27,500,000 → $83,811,250
- Reported investors9 → 20
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 30, 2013 | Amendment | $83,811,250 | $56,311,250vs Apr 24, 2012 | 20 | SEC filing |
| Apr 24, 2012 | Amendment | $27,500,000 | No comparison | 9 | SEC filing |
| Sep 8, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $431K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-165523
Issuer paid NovaFund a total retainer of $96,000. Issuer will also pay NovaFund, Trinity, Picton and A&G commission based on the commitments introduced by each party.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| NovaFund Advisors, a division of du Pasquier & Co., Inc. | 24750 | |
| Trinity Group Limited | None | |
| Picton Advisors | None | |
| A&G Private Equity | None |
Source: Form D, filed Apr 30, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
57 STARS GLOBAL OPPORTUNITY FUND 3 (U.S.), L.P.
Investment adviser: 57 STARS LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 2066494 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-3852089576
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steven Jonas Cowan | Director, Executive |
| Mitchell Darrin Fenster | Executive |
| Bernard Charles Mc Guire | Director, Executive |
| Stephen Humbert O'neil | Director, Executive |
| Eugene Vincent Pohren | Director, Executive |
| Charles David Toy | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Washington, DC, 20001