Form D · Private Equity Fund
57 Stars Global Opportunity Fund 3 (Guardian), L.P.
Washington, DC · CIK 0001654837
Offering snapshot reported Apr 11, 2017 · SEC filing
- Reported sold
- $21M Indefinite offering
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 27, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 11, 2017 | Initial | $21,045,000 | No comparison | 4 | SEC filing |
| Oct 7, 2015 | Initial | $30,075,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-284480
Source: Form D, filed Apr 11, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
57 STARS GLOBAL OPPORTUNITY FUND 3 (GUARDIAN), L.P.
Investment adviser: 57 STARS LLC
- Gross asset value
- $104M
- Beneficial owners
- 4
- ADV minimum commitment
- $15M
Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE
PCAOB 14
Filing source
Form ADV 2066494 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-2055267894
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Carl Balit | Executive |
| Christopher Bruneau | Director, Executive |
| Amit Chandra | Executive |
| Chee Mun Cheng | Director, Executive |
| Steven Jonas Cowan | Director, Executive |
| John Engel | Executive |
| Mitchell Darrin Fenster | Executive |
| Bernard Charles Mc Guire | Director, Executive |
| Stephen Humbert O'neill | Director, Executive |
| Eugene Vincent Pohren | Director, Executive |
| Charles David Toy | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Washington, DC, 20001