Form D · Private Equity Fund
57 STARS GLOBAL OPPORTUNITY FUND 3 (CAYMAN), L.P.
Washington, DC · CIK 0001524429
Offering snapshot reported Apr 30, 2013 · SEC filing
- Reported sold
- $114M Indefinite offering
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 18, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$80,500,000 → $114,000,000
- Reported investors8 → 15
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 30, 2013 | Amendment | $114,000,000 | $33,500,000vs Apr 24, 2012 | 15 | SEC filing |
| Apr 24, 2012 | Amendment | $80,500,000 | No comparison | 8 | SEC filing |
| Sep 8, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $431K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-165521
Issuer paid NovaFund a total retainer of $96,000. Issuer will also pay NovaFund, Trinity, Picton and A&G commission based on the commitments introduced by each party.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| NovaFund Advisors, a division of du Pasquier & Co., Inc. | 24750 | |
| Picton Advisors | None | |
| A&G Private Equity | None | |
| Trinity Group Limited | None |
Source: Form D, filed Apr 30, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steven Jonas Cowan | Director, Executive |
| Mitchell Darrin Fenster | Executive |
| Bernard Charles Mc Guire | Director, Executive |
| Stephen Humbert O'neill | Director, Executive |
| Eugene Vincent Pohren | Director, Executive |
| Charles David Toy | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Washington, DC, 20001