Form D · Commercial
56 Harrison St. New Roc Equities LLC
New York, NY · CIK 0001652247
Offering snapshot reported Sep 3, 2015 · SEC filing
- Reported sold
- $6.83M Offering amount: $6.83M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Aug 25, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 3, 2015 | Initial | $6,825,000 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Equity, Tenant in common
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $161K
- Finders' fees
- $0
- Form D file number
- 021-247022
Time Equities Securities LLC - $71,679, Arete Wealth Management LLC -$34,552.87, Sandlapper Securities, LLC - $55,045.87
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Time Equities Securities LLC | 114422 | Sandlapper Securities · CRD 137906 |
Source: Form D, filed Sep 3, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Francis Greenburger | Executive |
| Robert Kantor | Executive |
Issuer details
Industry: Commercial (See others in industry)
Address:
55 Fifth Avenue 15 Th Floor
New York, NY, 10003
New York, NY, 10003