Form D · REITS and Finance
520 Broadway REIT LLC
New York, NY · CIK 0001638836
Offering snapshot reported Apr 6, 2015 · SEC filing
- Reported sold
- $125K Offering amount: $125K
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Mar 25, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 6, 2015 | Initial | $125,000 | No comparison | 125 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.25K
- Finders' fees
- $0
- Form D file number
- 021-237394
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Charles Harrison | 3071551 | H & L Equities, LLC · CRD 113794 |
| Phyllis Beck | 1020488 | H & L Equities, LLC · CRD 113794 |
| Patrick Whelchel | 5389090 | H & L Equities, LLC · CRD 113794 |
| Scott Harrison | 4981070 | H & L Equities, LLC · CRD 113794 |
| Lori Mayfield | 4899271 | H & L Equities, LLC · CRD 113794 |
Source: Form D, filed Apr 6, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Augarten | Executive |
| Michael B. Benner | Executive |
| Victor Cuciniello | Executive |
| Katherine G. Farley | Director, Executive |
| Paul A. Galiano | Executive |
| Russell Makowsky | Executive |
| Jerry I. Speyer | Director, Executive |
| Robert J. Speyer | Director, Executive |
| Michael P.M. Spies | Executive |
| Steven R. Wechsler | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
C/O Tishman Speyer 45 Rockefeller Plaza, 9 Th Floor
New York, NY, 10111
New York, NY, 10111