Form D · Other Real Estate
52 West 13th Street Holding LLC
New York, NY · CIK 0001490097
Offering snapshot reported Feb 24, 2011 · SEC filing
- Reported sold
- $11.4M Offering amount: $23.5M
- Investors reported
- 214 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Jun 8, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$4,100,000 → $11,405,000
- Reported investors65 → 214
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 24, 2011 | Amendment | $11,405,000 | $7,305,000vs Jun 18, 2010 | 214 | SEC filing |
| Jun 18, 2010 | Initial | $4,100,000 | No comparison | 65 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $287K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-143711
Selling group members will receive a selling commission of 7% of the gross proceeds. Aspen Equity Partners, LLC receives 1% of the gross proceeds for acting as wholesaler.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MCL Financial Group, Inc. | 41180 | |
| Vanguard Capital | 22081 | |
| EDI Financial, Inc. | 15699 | |
| Berthel Fisher | 13609 | |
| Independent Financial Group, LLC | 7717 | |
| Madison Avenue Securities, Inc. | 23224 | |
| J. P. Turner & Company, LLC | 43177 | |
| Omni Brokerage, Inc. | 16878 | |
| American Beacon Partners, Inc. | 15791 | |
| Professional Asset Management | 21125 | |
| Concorde Investments Services LLC | 151604 | |
| Chrysalis Capital Group LLC | 138499 | |
| Aspen Equity Partners, LLC | 104035 |
Source: Form D, filed Feb 24, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Philip Hospod | Executive |
| Christopher La Mack | Executive |
| Dante Massaro | Executive |
| Christopher T. Mc Devitt | Executive |
| William Obeid | Executive |
| William Stelma | Executive |
| Michael Sullivan | Executive |
| Jeffrey Weissman | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
200 Park Avenue South Suite 1305
New York, NY, 10003
New York, NY, 10003