Form D · Insurance
5 Ledyard Corp
Cazenovia, NY · CIK 0001549489
Offering snapshot reported Jul 31, 2012 · SEC filing
- Reported sold
- Yet to sell Offering amount: $20M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $20K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 31, 2012 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| May 23, 2012 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| May 21, 2012 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| May 21, 2012 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| May 9, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Debt, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $2M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-177943
Structured Equity : 3 Year Term 15.50 per share buy in, Company will repurchase after 3 years for 20.00 per share. Minimum investment : $15,500.00 Promissory Notes: 3 Year Term; 6% interest rate; Minimum investment: $20,000.00
Sales commission is estimated to be at least 10% of amount (value of shares) sold by broker.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| John F. Wolle | 5479607 | |
| John W. Schoeninger Jr. | 414751 | |
| Jason Reith | 5892634 |
Source: Form D, filed Jul 31, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steve Camos | Executive |
| Steve Campos | Executive |
| James Peter Griffin | Executive |
| Wolle John | Executive |
| Ryan Rainha Mc Parland | Executive |
Issuer details
Industry: Insurance (See others in industry)
Address:
5 Ledyard Avenue
Cazenovia, NY, 13035
Cazenovia, NY, 13035