Form D · Private Equity Fund
49th Fund, LLC
Anchorage, AK · CIK 0001605523
Offering snapshot reported May 2, 2014 · SEC filing
- Reported sold
- $4M Offering amount: $4M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 16, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 2, 2014 | Initial | $4,000,000 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-216706
Operating Agreement of all investors signed 4/24/14 but no investor has yet signed subscription agreement.
Not applicable. No sales commissions and finders fees paid so filled out Q # 12 with own address just to complete form but Kenworthy will receive no sales commission or finders fees.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| James Kenworthy | None |
Source: Form D, filed May 2, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Carol Howarth | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
4550 East 135 Th Ave
Anchorage, AK, 99516
Anchorage, AK, 99516