Form D · Hedge Fund

400 Capital Credit Access LLC

New York, NY · CIK 0001580243

Offering snapshot reported Sep 5, 2014 · SEC filing

Reported sold
$7.15M
Indefinite offering
Investors reported
23
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.58M$7.15MJan 10, 2014: $2,100,000.00Jan 10, 2014Sep 5, 2014: $7,154,720.00Sep 5, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,100,000 → $7,154,720
  • Reported investors5 → 23

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 5, 2014Amendment$7,154,720$5,054,720vs Jan 10, 201423SEC filing
Jan 10, 2014Initial$2,100,000No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.79M (estimated)
Finders' fees
$0
Form D file number
021-209744
Estimated maximum aggregate sales commission to be paid to selling agents. The sales commission to be deducted from the investor's subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the HedgeAccess program.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Sep 5, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Louis Costabile Director, Executive
Keith D. Glenfield Director, Executive
N/A Merrill Lynch Alternative Investments Llc ("Mlai") Promoter
Colleen Rose Rusch Director, Executive
Steven Lawrence Suss Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Mlai, 4 World Financial Center 250 Vesey Street, 11th Floor
New York, NY, 10080