Form D · Other Investment Fund

40 NORTH ADVISERS LP

New York, NY · CIK 0001543043

Offering snapshot reported Aug 4, 2016 · SEC filing

Reported sold
$262M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$131M$262MAug 28, 2012: $150,000,000.00Aug 28, 2012Aug 16, 2013: $217,000,000.00Aug 16, 2013Aug 15, 2014: $262,000,000.00Aug 15, 2014Aug 4, 2015: $262,000,000.00Aug 4, 2015Aug 4, 2016: $262,000,000.00Aug 4, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 4, 2016Amendment$262,000,000$0vs Aug 4, 20156SEC filing
Aug 4, 2015Amendment$262,000,000$0vs Aug 15, 20146SEC filing
Aug 15, 2014Amendment$262,000,000$45,000,000vs Aug 16, 20136SEC filing
Aug 16, 2013Amendment$217,000,000$67,000,000vs Aug 28, 20126SEC filing
Aug 28, 2012Initial$150,000,000No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-183348

Source: Form D, filed Aug 4, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

40 NORTH ADVISERS LP

Investment adviser: STANDARD INVESTMENTS LLC

Gross asset value
$304M
Beneficial owners
4
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CHASE BANK, N.A.. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 1100107 · Mar 30, 2017 · Schedule D 7.B.(1), fund 805-5455999850

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David J. Millstone Executive, Promoter
David S. Winter Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
9 West 57 Th Street, 30 Th Floor
New York, NY, 10019