Form D · Venture Capital Fund

3x5 RiverVest Fund II, L.P.

St. Louis, MO · CIK 0001657449

Offering snapshot reported Nov 17, 2016 · SEC filing

Reported sold
$55.9M
Offering amount: $125M
Investors reported
54
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 19, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 54

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 17, 2016Amendment$55,850,000No comparison54SEC filing
Nov 18, 2015InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-251505

Source: Form D, filed Nov 17, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

3X5 RIVERVEST FUND II, L.P.

Investment adviser: RIVERVEST VENTURE MANAGEMENT LLC

Gross asset value
$4.93M
Beneficial owners
120
ADV minimum commitment
$250K

Reported in Form ADV on Mar 24, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALTER DOMUS BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS ST. LOUIS, Missouri, United States
Custodian AST FINANCIAL NEW YORK, New York, United States Related to adviser: No
Custodian BANK OF AMERICA ST. LOUIS, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

Filing source

Form ADV 1933333 · Mar 24, 2025 · Schedule D 7.B.(1), fund 805-4300636616

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A 3x5 Partners Managers Ii, Llc Executive
N/A 3x5 Partners Managers Ii, L.P. Executive
N/A 3x5 River Vest Partners Ii, Llc Director
Anthony Arnerich Executive
John P. Mc Kearn Executive
Thomas C. Melzer Executive
Niall O'donnell Executive
N/A River Vest 3x5 Managers Ii, Llc Executive
N/A River Vest 3x5 Managers Ii, L.P. Executive
Jay W. Schmelter Executive
Nicholas Walrod Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
101 South Hanley Road Suite 1850
St. Louis, MO, 63105