Form D · Other Health Care

3PH Alliance, Inc.

Birmingham, AL · CIK 0001809570

Offering snapshot reported Nov 21, 2023 · SEC filing

Reported sold
$2.37M
Offering amount: $3M
Investors reported
14
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Nov 11, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.19M$2.37MNov 28, 2022: $400,000.00Nov 28, 2022Nov 21, 2023: $2,370,135.00Nov 21, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$400,000 → $2,370,135
  • Reported investors2 → 14

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 21, 2023Amendment$2,370,135$1,970,135vs Nov 28, 202214SEC filing
Nov 28, 2022Initial$400,000No comparison2SEC filing
Apr 17, 2020Initial$100,000No comparison1SEC filing

Offering details

Securities
Debt
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-465855

Source: Form D, filed Nov 21, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Rodney Horton Director
Rodney Horton, M.D. Director
Omar Merhi Executive
Jose Osorio Director, Executive, Promoter
Jose Osorio, M.D. Director
Saumil Oza Director
Gunther Schrappe Director, Executive, Promoter
Saty Seshan Executive

Issuer details

Industry: Other Health Care (See others in industry)

Address:
1500 1 St Ave N, Unit #77
Birmingham, AL, 35203