Form D · Business Services

3D ASSET MANAGEMENT, INC

East Hartford, CT · CIK 0001359371

Offering snapshot reported Jul 10, 2015 · SEC filing

Reported sold
$1.5M
Offering amount: $1.5M
Investors reported
1
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jun 26, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 10, 2015Initial$1,500,000No comparison1SEC filing
Apr 8, 2014Initial$687,504No comparison5SEC filing
Mar 1, 2013Initial$150,000No comparison2SEC filing
Feb 17, 2012Initial$500,010No comparison2SEC filing
Apr 13, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Mar 30, 2006PaperNot reportedNo comparisonNot reported

Offering details

Securities
Debt, Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-243420
Convertible Notes

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANone

Source: Form D, filed Jul 10, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Wayne Connors Director
Robert L Francis Director
Raymond Noeker Director
John Arthur O'connor Director, Executive
Sheryl O'connor Executive

Issuer details

Industry: Business Services (See others in industry)

Address:
111 Founders Plaza Suite 1707
East Hartford, CT, 06108