Form D · Hedge Fund

361 TriplePoint Fund, L.P.

Denver, CO · CIK 0001546569

Offering snapshot reported Mar 16, 2015 · SEC filing

Reported sold
$2.49M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Sep 9, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.88M$11.8MApr 4, 2012: $11,766,350.00Apr 4, 2012May 3, 2013: $11,766,350.00May 3, 2013Mar 16, 2015: $2,491,000.00Mar 16, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$11,766,350 → $2,491,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2015Amendment$2,491,000-$9,275,350vs May 3, 201312SEC filing
May 3, 2013Amendment$11,766,350$0vs Apr 4, 201212SEC filing
Apr 4, 2012Initial$11,766,350No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-176187

Source: Form D, filed Mar 16, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

361 TRIPLEPOINT LP

Investment adviser: 361 CAPITAL LLC

Gross asset value
$216K
Beneficial owners
2
ADV minimum commitment
$1M

Reported in Form ADV on Mar 29, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian BMO HARRIS BANK, NA NAPERVILLE, Illinois, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States
Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN SECURITIES INC.
SEC 8-36950

SG AMERICAS SECURITIES, LLC
SEC 8-66125

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Filing source

Form ADV 997503 · Mar 29, 2016 · Schedule D 7.B.(1), fund 805-7438025232

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brian Cunningham Executive, Promoter
Thomas Florence Executive
Jeremy Frank Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4600 S. Syracuse St. Suite 500
Denver, CO, 80237