Form D · Commercial
333 N WATER ST LLC
Houston, TX · CIK 0001899201
Offering snapshot reported Jun 10, 2022 · SEC filing
- Reported sold
- $14.7M Offering amount: $58.1M
- Investors reported
- 123 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Dec 7, 2021 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$750,000 → $14,719,000
- Reported investors7 → 123
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 10, 2022 | Amendment | $14,719,000 | $13,969,000vs Dec 15, 2021 | 123 | SEC filing |
| Dec 15, 2021 | Initial | $750,000 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $42.5K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-425231
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Hines Securities Inc | 128145 | |
| Somerset Securities Inc | 2493 | |
| Cambridge Investment Research | 39543 | |
| COMMONWEALTH FINANCIAL NETWORK | 8032 | |
| CORECAP INVESTMENTS, LLC | 37068 | |
| DFPG INVESTMENTS, LLC | 155576 | |
| Independent Financial Group, LLC | 7717 |
Source: Form D, filed Jun 10, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Bach | Executive |
| Apple C Comunale | Executive |
| Tom D'arcy | Executive |
| Douglas W. Donovan | Executive |
| Austin Drake | Executive |
| Mark Earley | Executive |
| Dugan Fife | Executive |
| Jeffrey C Hines | Executive |
| Christopher D. Hughes | Executive |
| Ken Jett | Executive |
| C. Hastings Johnson | Executive |
| 333 North Water Street Llc | Executive |
| Keith C Montgomery | Executive |
| Lisa Newton | Executive |
| Alex Schapira | Executive |
| C. Kevin Shannahan | Executive |
| David C Steinbach | Executive |
| Mary Trevino | Executive |
Issuer details
Industry: Commercial (See others in industry)
Address:
2800 Post Oak Boulevard, Suite 4800
Houston, TX, 77056
Houston, TX, 77056