Form D · Hedge Fund

303 Proprietary Trading, LLC

Chicago, IL · CIK 0001322594

Offering snapshot reported Mar 11, 2014 · SEC filing

Reported sold: $30.3M
Investors reported: 79
Minimum accepted: $0
First sale: Mar 1, 2005

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$29,635,073 → $30,285,073
Reported investors78 → 79

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 11, 2014	Amendment	$30,285,073	$650,000vs Apr 8, 2013	79	SEC filing
Apr 8, 2013	Amendment	$29,635,073	-$7,818,663vs Jan 19, 2011	78	SEC filing
Jan 19, 2011	Amendment	$37,453,736	$10,332,589vs Jan 22, 2010	68	SEC filing
Jan 22, 2010	Amendment	$27,121,147	No comparison	62	SEC filing
Mar 31, 2005	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-75526

Class B Units of Membership Interests

Source: Form D, filed Mar 11, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

303 PROPRIETARY TRADING LLC

Investment adviser: THREE ZERO THREE CAPITAL PARTNERS, LLC

Gross asset value: $3.19M
Beneficial owners: 14
ADV minimum commitment: $250K

Reported in Form ADV on Jul 23, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor RYAN & JURASKA CHICAGO, Illinois, United States

Custodian E D & F MAN CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CHASE NEW YORK, New York, United States Related to adviser: No

Custodian WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: No

Prime broker E D & F MAN CAPITAL MARKETS INC. NEW YORK, New York, United States

Prime broker WEDBUSH SECURITIES INC. LOS ANGELES, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

E D & F MAN CAPITAL MARKETS INC.
SEC 8-69039

WEDBUSH SECURITIES INC.
SEC 8-12987

E D & F MAN CAPITAL MARKETS INC.
CRD 161014 · SEC 8-69039

WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987

Filing source

Form ADV 835839 · Jul 23, 2014 · Schedule D 7.B.(1), fund 805-5886527542

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Steven Amiel	Executive
Steven Beitler	Executive
John Burke	Executive
Peter Dorenbos	Executive
Jeffery Kaplan	Executive
N/A Mars Asset Management, Llc	Executive
Thomas Murphy	Executive
Michael Rane	Executive
Michael Schwaeber	Executive
N/A Three Zero Three Capital Partners, Llc	Director, Promoter
N/A Tsj Holdings, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

233 S. Wacker Drive Suite 8625
Chicago, IL, 60606