Form D · Hedge Fund

303 OPPORTUNITIES LLC

Chicago, IL · CIK 0001460026

Offering snapshot reported Jan 20, 2011 · SEC filing

Reported sold
$135M
Indefinite offering
Investors reported
311
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jul 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$68.6M$137MJan 22, 2010: $137,193,272.00Jan 22, 2010Jan 20, 2011: $134,554,015.00Jan 20, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 20, 2011Amendment$134,554,015No comparison311SEC filing
Jan 22, 2010Amendment$137,193,272No comparison238SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$1.36M (estimated)
Finders' fees
$0
Form D file number
021-128977

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Daniel B. Stern1769600Brewer Financial Services, LLC · CRD 132558
Hamilton Miller Investments, LLC41896
Hedgeco Securities, LLC142498
Neal T. Berger2079049KJM Securities, Inc. · CRD 20277
Theodore C. Bogard5153321Lamon & Stern, Inc. · CRD 10839
Thomas McDonald Partners, LLC135414
TJM Investments, LLC46300

Source: Form D, filed Jan 20, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steve Yeshayahu Amiel Director
Steven Allen Beitler Director
John Burke Director
Edward Joseph Donnellan Director
Jeffrey Holden Kaplan Director
Thomas James Murphy Director
Michael Joseph Rane Director
Three Zero Three Capital Partners, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
318 West Adams Street 10 Th Floor
Chicago, IL, 60606