Form D · Other Investment Fund

300 NORTH CAPITAL LONG/SHORT FUND, LLC

Pasadena, CA · CIK 0001452493

Offering snapshot reported Aug 15, 2012 · SEC filing

Reported sold
$11.8M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.4M$22.8MDec 10, 2008Jun 22, 2009: $6,534,990.00Jul 1, 2010: $17,194,086.00Jul 1, 2010Jun 24, 2011: $22,785,016.00Jun 24, 2011Aug 4, 2011: $22,785,016.00Aug 15, 2012: $11,760,345.00Aug 15, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$22,785,016 → $11,760,345
  • Reported investors6 → 3

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 15, 2012Amendment$11,760,345-$11,024,671vs Aug 4, 20113SEC filing
Aug 4, 2011Amendment$22,785,016$0vs Jun 24, 20116SEC filing
Jun 24, 2011Amendment$22,785,016$5,590,930vs Jul 1, 20106SEC filing
Jul 1, 2010Amendment$17,194,086$10,659,096vs Jun 22, 20098SEC filing
Jun 22, 2009Amendment$6,534,990No comparison4SEC filing
Dec 10, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-125320

Source: Form D, filed Aug 15, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

300 NORTH CAPITAL LONG/SHORT FUND, LLC

Investment adviser: 300 NORTH CAPITAL, LLC

Gross asset value
$20.1M
Beneficial owners
4
ADV minimum commitment
$100K

Reported in Form ADV on Sep 26, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DEUTSCHE BANK ALTERNATIVE FUND SERVICES SANTA ANA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE AND TOUCHE LLP LOS ANGELES, California, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Prime broker SAXIS GROUP, LLC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

SAXIS GROUP, LLC.
CRD 146103 · SEC 8-67787

Filing source

Form ADV 671792 · Sep 26, 2012 · Schedule D 7.B.(1), fund 805-4548703949

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Timothy P. Blastek Executive
Barry B. Burch Executive
Richard S. Campagna Executive
Erin Chetwood Executive
Stephen W. Clarke Director
Linda T. Gibson Director
James M. Landreth Executive
James E. Mikolaichik Director
Aidan J. Riordan Director
Steven L. Spare Executive
Thomas M. Turpin Director
William T. Warnick Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 North Lake Avenue 1120
Pasadena, CA, 91101