Form D · REITS and Finance

28 STATE INC.

New York, NY · CIK 0001625596

Offering snapshot reported Nov 18, 2014 · SEC filing

Reported sold: $64K
Investors reported: 64
Minimum accepted: $1K
First sale: Nov 17, 2014

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 18, 2014	Initial	$64,000	No comparison	64	SEC filing

Offering details

Securities: Equity
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $6.25K (estimated)
Finders' fees: $0
Form D file number: 021-228537

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Charles Harrison	3071551	H & L Equities, LLC · CRD 113794
Phyllis Beck	1020488	H & L Equities, LLC · CRD 113794
Patrick Whelchel	5389090	H & L Equities, LLC · CRD 113794
Scott Harrison	4981070	H & L Equities, LLC · CRD 113794
Lori Mayfield	4899271	H & L Equities, LLC · CRD 113794

Source: Form D, filed Nov 18, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gerald W. Blume	Executive
Blaise Cresciullo	Executive
Santo F. Curro	Executive
Gisele F. De Chabert	Executive
Dana M. Fallek	Executive
Honji Fumiaki	Executive
Dennis R. Irvin	Director, Executive
Parkin Lee	Executive
Tetsuya Masuda	Director, Executive
Mario Mirabelli	Director, Executive
Sanford P. Pallotta	Executive
John A. Rivard	Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:

Rockefeller Group Investment Mgmt Corp. 1221 Avenue Of The Americas
New York, NY, 10020