Form D · Other Investment Fund

2021 Fintech Industry Fund LLC

Hauppauge, NY · CIK 0001887468

Offering snapshot reported Apr 20, 2022 · SEC filing

Reported sold
$4.37M
Offering amount: $100M
Investors reported
49
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 10, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.19M$4.37MNov 23, 2021: $3,465,000.00Nov 23, 2021Dec 9, 2021: $4,015,000.00Dec 21, 2021: $4,165,000.00Dec 21, 2021Apr 20, 2022: $4,370,000.00Apr 20, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,465,000 → $4,370,000
  • Reported investors44 → 49

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 20, 2022Amendment$4,370,000$905,000vs Nov 23, 202149SEC filing
Dec 21, 2021Amendment$4,165,000$150,000vs Dec 9, 202150SEC filing
Dec 9, 2021Amendment$4,015,000$550,000vs Nov 23, 202149SEC filing
Nov 23, 2021Initial$3,465,000No comparison44SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$415K
Finders' fees
$0
Form D file number
021-422171
The Participating Dealer receives a cash fee equal to 9.5% percent of the gross proceeds raised in the Offering.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
American Capital Partners, LLC119249

Source: Form D, filed Apr 20, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Anthony M. Gardini Executive
Anthony P. Simone Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
205 Oser Avenue
Hauppauge, NY, 11788