Form D · Commercial
2011 GUARDIAN EQUITY FUND, L.L.C.
Houston, TX · CIK 0001524545
Offering snapshot reported Jul 1, 2011 · SEC filing
- Reported sold
- Yet to sell Offering amount: $10M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $20K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 1, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $100K (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
Minimum Offering is $1,000,000; Maximum Offering is $10,000,000. For the minimum amount accepted from an outside investor, Manager has discretion to permit lower investment amount on case-by-case basis.
MEMBERSHIP INTERESTS
If minimum amount raised, the sales commissions paid will be $10,000, but, if the maximum amount is raised, the sales commissions paid will be $100,000.00.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MINDY M. PRICE | 5798964 | WM. H. MURPHY & CO., INC. · CRD 27274 |
Source: Form D, filed Jul 1, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Trey C Stone | Director, Executive, Promoter |
| Bryan Upton | Promoter |
Issuer details
Industry: Commercial (See others in industry)
Address:
3000 Wilcrest Drive, Ste 220
Houston, TX, 77042
Houston, TX, 77042