Form D · Other Investment Fund
1997 Fund Ltd in respect of its segregated account designated as ILS Classic Fund
Hamilton, D0 · CIK 0001976653
Offering snapshot reported Aug 18, 2026 · SEC filing
- Reported sold
- $111M Indefinite offering
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 26, 2023 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$87,253,275 → $111,403,275
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 18, 2026 | Amendment | $111,403,275 | $24,150,000vs Sep 4, 2025 | 7 | SEC filing |
| Sep 4, 2025 | Amendment | $87,253,275 | No comparison | Not reported | SEC filing |
| Sep 5, 2024 | Amendment | $84,000,000 | $14,000,000vs Sep 13, 2023 | 4 | SEC filing |
| Sep 13, 2023 | Amendment | $70,000,000 | $0vs Jul 7, 2023 | 2 | SEC filing |
| Jul 7, 2023 | Amendment | $70,000,000 | $35,000,000vs May 8, 2023 | 2 | SEC filing |
| May 8, 2023 | Initial | $35,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $425K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-481144
The estimate includes amounts that may be payable in the next 12 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Daniel Scott Conklin | 6209386 | Swiss Re Capital Markets Corporation · CRD 39978 |
| Charles McRae Mixon | 4723181 | Swiss Re Capital Markets Corporation · CRD 39978 |
| Ian Andrew Walker | 5761083 | Swiss Re Capital Markets Corporation · CRD 39978 |
Source: Form D, filed Aug 18, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ILS CLASSIC FUND, A SEGREGATED ACCOUNT OF 1997 FUND LTD
Investment adviser: SWISS RE INSURANCE-LINKED STRATEGIES INC.
- Gross asset value
- $1.67B
- Beneficial owners
- 6
- ADV minimum commitment
- $5M
Reported in Form ADV on Aug 18, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG AUDIT LIMITED
PCAOB 1297
THE BANK OF NEW YORK MELLON CORPORATION
LEI HPFHU0OQ28E4N0NFVK49
SWISS RE CAPITAL MARKETS CORPORATION
CRD 39978 · SEC 8-48914
Filing source
Form ADV 2126611 · Aug 18, 2026 · Schedule D 7.B.(1), fund 805-7633660299
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brian Desmond | Director |
| Maria Giovanna Guatteri | Director |
| William Pollett | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Hamilton, D0, HM 12