Form D · Other Investment Fund
1940 Fund, Ltd.
Seattle, WA · CIK 0001624294
Offering snapshot reported Jun 5, 2026 · SEC filing
- Reported sold
- $200M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Oct 29, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 5, 2026 | Amendment | $200,000,000 | $0vs May 29, 2025 | 1 | SEC filing |
| May 29, 2025 | Amendment | $200,000,000 | $0vs May 13, 2024 | 1 | SEC filing |
| May 13, 2024 | Amendment | $200,000,000 | $0vs Nov 23, 2022 | 1 | SEC filing |
| Nov 23, 2022 | Amendment | $200,000,000 | $0vs Nov 16, 2021 | 1 | SEC filing |
| Nov 16, 2021 | Amendment | $200,000,000 | $0vs Nov 16, 2020 | 1 | SEC filing |
| Nov 16, 2020 | Amendment | $200,000,000 | No comparison | 1 | SEC filing |
| Nov 14, 2017 | Amendment | $200,000,000 | $0vs Nov 14, 2016 | 1 | SEC filing |
| Nov 14, 2016 | Amendment | $200,000,000 | $0vs Nov 13, 2015 | 1 | SEC filing |
| Nov 13, 2015 | Amendment | $200,000,000 | $0vs Nov 13, 2014 | 1 | SEC filing |
| Nov 13, 2014 | Initial | $200,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-228256
This is a continuous offering.
Source: Form D, filed Jun 5, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.
Matched by reported Form D file number
1940 FUND, LTD.
Investment adviser: BLACKROCK FINANCIAL MANAGEMENT, INC
- Gross asset value
- $28.5M
- Beneficial owners
- 1
- ADV minimum commitment
- $200M
Reported in Form ADV on Aug 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE
PCAOB 1096
BLACKROCK INVESTMENTS, LLC
CRD 38642 · SEC 8-48436
Fund asset history · 5 annual observations
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| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2021 | $305,211,568 | 1 | Mar 30, 2022 |
| 2022 | $326,332,501 | 1 | Mar 30, 2023 |
| 2023 | $343,042,359 | 1 | Mar 28, 2024 |
| 2024 | $11,800,917 | 1 | Mar 31, 2025 |
| 2025 | $343,089,654 | 1 | Mar 31, 2026 |
Filing source
Form ADV 2128806 · Aug 27, 2026 · Schedule D 7.B.(1), fund 805-3378053493
Reported by BLACKROCK FINANCIAL MANAGEMENT, INC (CRD 107105).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Karla Bodden | Director |
| Dennis Hunter | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Seattle, WA, 98101
Phone: 206-613-6700