Form D · Hedge Fund

1837 Partners L.P.

Chicago, IL · CIK 0001363397

Offering snapshot reported Jan 19, 2021 · SEC filing

Reported sold
$18.4M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Oct 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.22M$18.4MJan 19, 2018: $17,373,355.00Jan 19, 2018Jan 18, 2019: $17,701,355.00Jan 18, 2019Jan 17, 2020: $17,701,355.00Jan 17, 2020Jan 19, 2021: $18,436,012.00Jan 19, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$17,701,355 → $18,436,012

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 19, 2021Amendment$18,436,012$734,657vs Jan 17, 202012SEC filing
Jan 17, 2020Amendment$17,701,355$0vs Jan 18, 201912SEC filing
Jan 18, 2019Amendment$17,701,355$328,000vs Jan 19, 201812SEC filing
Jan 19, 2018Initial$17,373,355No comparison12SEC filing
Apr 3, 2017Amendment$59,030,455$575,000vs Apr 1, 2016111SEC filing
Apr 1, 2016Amendment$58,455,455$41,297vs Apr 3, 2015111SEC filing
Apr 3, 2015Amendment$58,414,158$987,000vs Apr 4, 2014111SEC filing
Apr 4, 2014Amendment$57,427,158$5,615,000vs Mar 26, 2013110SEC filing
Mar 26, 2013Amendment$51,812,158$1,541,599vs Mar 27, 201291SEC filing
Mar 27, 2012Initial$50,270,559No comparison84SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$323K
Finders' fees
$0
Form D file number
021-303650
The commissions reported are those paid during the time period of January 1,2020 through December 31, 2020

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
The Benchmark Company, LLC22982The Benchmark Company, LLC · CRD 22982
William Blair1252William Blair · CRD 1252
CJS Securities, Inc.44823CJS Securities, Inc. · CRD 44823
Craig-Hallum Capital Group LLC121395Craig-Hallum Capital Group LLC · CRD 121395
Dougherty & Company LLC7477Doughtery & Company LLC · CRD 7477
First Analysis Securities Corporation10446First Analysis Securities Corporation · CRD 10446
Imperial Capital, LLC43744Imperial Capital, LLC · CRD 43744
Instinet, LLC7897Instinet, LLC · CRD 7897
Jefferies LLC2347Jefferies LLC · CRD 2347
Northcoast Research Partners LLC149109Northcoast Research Partners LLC · CRD 149109
R.F. Lafferty & Co., Inc.2498R.F. Latterty & Co., Inc. · CRD 2498
Stephens3496Stephens · CRD 3496
Bank of Montreal16686Bank of Montreal · CRD 16686
National Securities Corp.7569National Securities Corp. · CRD 7569
Needham & Company16360Needham & Companty · CRD 16360
Roth Capital Partners LLC15407Roth Capital Partners LLC · CRD 15407

Source: Form D, filed Jan 19, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

1837 PARTNERS L.P.

Investment adviser: FAIRPOINTE CAPITAL LLC

Gross asset value
$20.5M
Beneficial owners
17
ADV minimum commitment
$250K

Reported in Form ADV on Mar 30, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. CHICAGO, Illinois, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Filing source

Form ADV 1510122 · Mar 30, 2021 · Schedule D 7.B.(1), fund 805-4341718961

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard M. Burridge Director
Walter Clark Director
N/A Four Labs Llc Director
Frederick Paulman Director
Fran Tuite Executive
Frances Tuite Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Four Labs Llc One North Franklin Street, Ste 3300
Chicago, IL, 60606