Form D · Commercial

1412 Broadway Holdings, LLC

Norfolk, VA · CIK 0001508122

Offering snapshot reported Jan 25, 2011 · SEC filing

Reported sold: $15.3M
Investors reported: 97
Minimum accepted: $1K
First sale: Dec 7, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 25, 2011	Amendment	$15,298,000	$0vs Dec 21, 2010	97	SEC filing
Dec 21, 2010	Initial	$15,298,000	No comparison	97	SEC filing

Offering details

Securities: Equity
Exemptions: 06, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $44.3K
Form D file number: 021-152261

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
David Turner	None
RYR Equities	None
David Goder	None
Pioneer International Services Limited	None
Rugby Investments Limited	None
Jacob Immanuel	None
Shlomo Ness	None
Samuel Weiss	None

Source: Form D, filed Jan 25, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Managing Co., Llc 1412 Broadway Holdings	Director
Herbert Kay Bangel	Director
Thomas Richard Litton, Jr.	Executive
Pinchas Mendlovic	Director
Norman Slone	Director
Jordan Eric Slone	Director
David Joel Zwiebel	Director

Issuer details

Industry: Commercial (See others in industry)

Address:

999 Waterside Drive Suite 2300
Norfolk, VA, 23510