Form D · Private Equity Fund
137 HOLDINGS SXA, LLC
San Francisco, CA · CIK 0001996196
Offering snapshot reported Oct 12, 2023 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 12, 2023 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-494576
An estimate cannot be provided at this time as commissions are dependent upon sales of interests of the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| TERRANOVA CAPITAL EQUITIES, INC. | 45097 |
Source: Form D, filed Oct 12, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A 137 Holdings Alpha, Llc | Promoter |
| N/A 137 Ventures Management Llc | Promoter |
| Andrew D. Hansen | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
233 Post Street, 6 Th Floor
San Francisco, CA, 94108
San Francisco, CA, 94108