Form D · Venture Capital Fund

137 Holdings SOC, LLC

San Francisco, CA · CIK 0001663468

Offering snapshot reported Jan 13, 2016 · SEC filing

Reported sold
$2M
Offering amount: $2M
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 29, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 13, 2016Initial$2,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-255026

Source: Form D, filed Jan 13, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

137 HOLDINGS SOC, LLC

Investment adviser: 137 VENTURES MANAGEMENT LLC

Gross asset value
$5.3M
Beneficial owners
9
ADV minimum commitment
$2M

Reported in Form ADV on May 20, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

CARTA SECURITIES, LLC
SEC 8-69701

Filing source

Form ADV 1424613 · May 20, 2020 · Schedule D 7.B.(1), fund 805-5355713428

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A 137 Ventures Management, Llc Promoter
Justin Fishner Wolfson Director
S. Alexander Jacobson Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
49 Geary Street, Suite 500
San Francisco, CA, 94108