Form D · Venture Capital Fund

137 Holdings C, LLC

San Francisco, CA · CIK 0001645870

Offering snapshot reported Jun 23, 2015 · SEC filing

Reported sold
Yet to sell
Offering amount: $20M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 23, 2015InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-242294

Source: Form D, filed Jun 23, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

137 HOLDINGS C, LLC

Investment adviser: 137 VENTURES MANAGEMENT LLC

Gross asset value
$32.7M
Beneficial owners
25
ADV minimum commitment
$50K

Reported in Form ADV on May 21, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

CARTA SECURITIES, LLC
SEC 8-69701

Filing source

Form ADV 1539940 · May 21, 2021 · Schedule D 7.B.(1), fund 805-5742415035

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Justin Fishner Wolfson Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
26 O'farrell Street, Suite 406
San Francisco, CA, 94108