Form D · Commercial
137 E. FRANKLIN, LP
Rego Park, NY · CIK 0001608654
Offering snapshot reported Feb 20, 2018 · SEC filing
- Reported sold
- $8.2M Offering amount: $8.2M
- Investors reported
- 55 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Mar 30, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$8,262,476 → $8,202,476
- Reported investors44 → 55
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 20, 2018 | Amendment | $8,202,476 | -$60,000vs May 30, 2014 | 55 | SEC filing |
| May 30, 2014 | Initial | $8,262,476 | No comparison | 44 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2K
- Finders' fees
- $0
- Form D file number
- 021-218253
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PEX Global, Inc. | 153131 |
Source: Form D, filed Feb 20, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Neil Adamson | Executive |
| Kate Goodman | Executive |
| Katherine Hemmerdinger Goodman | Executive |
| Dale Hemmerdinger | Executive |
| Henry Dale Hemmerdinger | Executive |
| Damon Hemmerdinger | Executive |
| 137 Efgp, Llc | Executive |
| Gary J. Purcell | Executive |
| Paola Shaddow | Executive |
Issuer details
Industry: Commercial (See others in industry)
Address:
97 77 Queens Boulevard
Rego Park, NY, 11374
Rego Park, NY, 11374