Form D · Commercial
1211 Financial Associates, LLC
Norfolk, VA · CIK 0001469643
Offering snapshot reported Aug 14, 2009 · SEC filing
- Reported sold
- $13.5M Offering amount: $13.5M
- Investors reported
- 122 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jul 31, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 14, 2009 | Initial | $13,500,000 | No comparison | 122 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $22.6K
- Form D file number
- 021-133656
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| RYR Equities | None | |
| David Turner | None | |
| Michael Berman | None | |
| Boris Corp. | None | |
| Yoram Mehr | None | |
| Sonjef Enterprises Ltd. | None | |
| David Goder | None | |
| Steven Nass | None |
Source: Form D, filed Aug 14, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Llc 1211 Managing Co., | Director |
| Herbert Kay Bangel | Director |
| Thomas Richard Litton, Jr. | Executive |
| Pinchas Mendlovic | Director |
| Norman Slone | Director |
| Jordan Eric Slone | Director |
| David Joel Zwiebel | Director |
Issuer details
Industry: Commercial (See others in industry)
Address:
999 Waterside Drive Suite 2300
Norfolk, VA, 23510
Norfolk, VA, 23510