Form D · Other Investment Fund
1150 Union Investors, LLC
San Francisco, CA · CIK 0001682041
Offering snapshot reported Aug 11, 2016 · SEC filing
- Reported sold
- $4.7M Offering amount: $4.7M
- Investors reported
- 50 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- May 25, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 11, 2016 | Initial | $4,700,000 | No comparison | 50 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-268705
Source: Form D, filed Aug 11, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
1150 UNION INVESTORS, LLC
Investment adviser: REGIS METRO ASSOCIATES, INC.
- Gross asset value
- $178K
- Beneficial owners
- 50
- ADV minimum commitment
- $25K
Reported in Form ADV on Jun 24, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 1435639 · Jun 24, 2020 · Schedule D 7.B.(1), fund 805-5804908424
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dani Evanson | Executive |
| Michael F. Potter | Executive |
| N/A Rma Management, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Francisco, CA, 94105