Form D · Commercial
114 5th Avenue New York City, LLC
Philadelphia, PA · CIK 0001657811
Offering snapshot reported Nov 6, 2015 · SEC filing
- Reported sold
- $1M Offering amount: $1M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Sep 24, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 6, 2015 | Initial | $1,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $90K
- Form D file number
- 021-250828
Amount indicated is U.S. offering only.
Includes consulting fee to be paid to Primary Capital, LLC's (CRD # 127921) foreign consultant pursuant to FINRA Rule 2040.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Primary Capital, LLC | 127921 |
Source: Form D, filed Nov 6, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dean S. Adler | Executive |
| R. Eric Emrich | Executive |
| Mark S. Kripke | Executive |
| Ira M. Lubert | Executive |
| N/A Lubert Adler Northeast Regional Center, Llc | Promoter |
| Stuart A. Margulies | Executive |
| Gerald A. Ronon | Executive |
| Michelle Vaughn | Executive |
| Lisa Woloszyn | Executive |
Issuer details
Industry: Commercial (See others in industry)
Address:
C/O Lubert Adler Ne Regional Center, Llc The Cira Centre, 2929 Arch Street
Philadelphia, PA, 19104
Philadelphia, PA, 19104