Form D · REITS and Finance
1101K, Inc.
New York, NY · CIK 0001533487
Offering snapshot reported Nov 9, 2011 · SEC filing
- Reported sold
- Yet to sell Offering amount: $125K
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 9, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.25K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-168443
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Charles Harrison | 3071551 | H & L Equities, LLC · CRD 113794 |
| Phyllis J. Beck | 1020488 | H & L Equities, LLC · CRD 113794 |
| Patrick Whelchel | 5389090 | H & L Equities, LLC · CRD 113794 |
| Scott Harrison | 4981070 | H & L Equities, LLC · CRD 113794 |
Source: Form D, filed Nov 9, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gerald W. Blume | Executive |
| John D. Bottomley | Executive |
| Blaise Cresciullo | Executive |
| Santo F. Curro | Executive |
| Gisele F. De Chabert | Executive |
| Dana M. Fallek | Executive |
| Kenji Hirata | Director, Executive |
| Dennis R. Irvin | Director, Executive |
| Masato Kawasaki | Director, Executive |
| Shinichi Komiyama | Executive |
| Parkin Lee | Executive |
| Paul T. Mc Dermott | Executive |
| Sanford P. Pallotta | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
Rockefeller Group Investment Mgmt Corp. 1221 Avenue Of The Americas
New York, NY, 10020
New York, NY, 10020