Form D · Hedge Fund

1 North Equity Healthcare Long/Short Fund LLC

New York, NY · CIK 0001591835

Offering snapshot reported Nov 16, 2016 · SEC filing

Reported sold
$32.6M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.3M$32.6MNov 14, 2013: $600,000.00Nov 14, 2013Nov 14, 2014: $32,500,000.00Nov 14, 2014Nov 16, 2015: $32,550,000.00Nov 16, 2015Nov 16, 2016: $32,550,000.00Nov 16, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 16, 2016Amendment$32,550,000$0vs Nov 16, 20156SEC filing
Nov 16, 2015Amendment$32,550,000$50,000vs Nov 14, 20146SEC filing
Nov 14, 2014Amendment$32,500,000$31,900,000vs Nov 14, 20135SEC filing
Nov 14, 2013Initial$600,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-206361

Source: Form D, filed Nov 16, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

1 NORTH EQUITY HEALTHCARE LONG/SHORT FUND LLC

Investment adviser: UBS ASSET MANAGEMENT (AMERICAS) LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Sep 28, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1142018 · Sep 28, 2017 · Schedule D 7.B.(1), fund 805-7797566041

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Cassandra Powell Director
N/A Ubs Asset Management (Americas) Inc. Promoter
N/A Ubs Global Asset Management (Americas) Inc. Promoter
William E.J. Walmsley Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ubs Asset Management (Americas) Inc. 1285 Avenue Of The Americas
New York, NY, 10019