Investment adviser · CRD 285158
ZOE FINANCIAL, INC.
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Sep 30, 2026
- Regulatory AUM
- $283M Form ADV · Item 5.F
- Client accounts
- 2,749 Accounts, not individual clients
- Employees
- 45 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 1,579 | $194,546,346 | 68.6% |
| High-net-worth individuals | 29 | $88,926,845 | 31.4% |
| Other investment advisers | 81 | $0 | 0.0% |
Filing source
Form ADV 2135678 · Sep 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 30, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets
Principal office
666 THIRD AVE., 6TH FLOORNEW YORK, NY, 10017, United States
CRD 285158
Filing source
Form ADV 2135678 · Sep 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.