Investment adviser · CRD 166303
ZEPHYR WEALTH MANAGEMENT
Investment adviser filing (IA)
ZEPHYR INVESTMENT MANAGEMENT, INC.
WESTLAKE VILLAGE, CA, United States · Form ADV filed Mar 31, 2026
- Regulatory AUM
- $243M Form ADV · Item 5.F
- Client accounts
- 687 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 46 | $108,966,921 | 44.9% |
| Individuals | 174 | $72,020,330 | 29.7% |
| Retirement plans | 22 | $61,852,340 | 25.5% |
Filing source
Form ADV 2066287 · Mar 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 31, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly
Principal office
3625 E. THOUSAND OAKS BLVD., SUITE 145WESTLAKE VILLAGE, CA, 91362, United States
CRD 166303
Filing source
Form ADV 2066287 · Mar 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.