Investment adviser · CRD 108371

ZAIS GROUP

Investment adviser filing (IA)

ZAIS GROUP LLC

HOLMDEL, NJ, United States · Form ADV filed Jun 4, 2026

Regulatory AUM: $5.26B
Client accounts: 40
Employees: 46
Advisory professionals: 19

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	27	$4,279,837,635	81.4%
Retirement plans	Fewer than 5	$575,847,512	11.0%
Other clients	Fewer than 5	$399,493,844	7.6%

Filing source

Form ADV 2111066 · Jun 4, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

NAVESINK CLO 3, LIMITEDSecuritized Asset Fund · Last reported Jun 4, 2026$417MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY N.A. HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY N.A. HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4628828328
Reported beneficial owners: 21
Minimum commitment: $250K

Form ADV 2111066 · Jun 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NAVESINK CLO 2, LIMITEDSecuritized Asset Fund · Last reported Jun 4, 2026$366MGross asset value

Fund administrator U.S. BANK GLOBAL TRUST SERVICES CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK GLOBAL TRUST SERVICES CHARLOTTE, North Carolina, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7650831467
Reported beneficial owners: 18
Minimum commitment: $100K

Form ADV 2111066 · Jun 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NAVESINK CLO 4, LIMITEDSecuritized Asset Fund · Last reported Jun 4, 2026$359MGross asset value

Fund administrator U.S. BANK GLOBAL TRUST SERVICES CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK GLOBAL TRUST SERVICES CHARLOTTE, North Carolina, United States Related to adviser: No

Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-5925999364
Reported beneficial owners: 19
Minimum commitment: $250K

Form ADV 2111066 · Jun 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ZAIS CLO 17, LIMITEDSecuritized Asset Fund · Last reported Jun 4, 2026$358MGross asset value

Fund administrator U.S. BANK GLOBAL CORPORATE TRUST SERVICES CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK GLOBAL CORPORATE TRUST SERVICES CHARLOTTE, North Carolina, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7615921550
Reported beneficial owners: 16
Minimum commitment: $100K

Form ADV 2111066 · Jun 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ZAIS CLO 18, LIMITEDSecuritized Asset Fund · Last reported Jun 4, 2026$355MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. JACKSONVILLE, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. JACKSONVILLE, Florida, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9708025032
Reported beneficial owners: 19
Minimum commitment: $100K

Form ADV 2111066 · Jun 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NAVESINK CLO 1, LIMITEDSecuritized Asset Fund · Last reported Jun 4, 2026$317MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. JACKSONVILLE, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. JACKSONVILLE, Florida, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1034890232
Reported beneficial owners: 17
Minimum commitment: $100K

Form ADV 2111066 · Jun 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ZAIS CLO 16, LIMITEDSecuritized Asset Fund · Last reported Jun 4, 2026$267MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6817643075
Reported beneficial owners: 6
Minimum commitment: $100K

Form ADV 2111066 · Jun 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 4, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

101 CRAWFORDS CORNER ROAD, SUITE 1206
HOLMDEL, NJ, 07733, United States

CRD 108371

Filing source

Form ADV 2111066 · Jun 4, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.