Investment adviser · CRD 110897
ZACKS INVESTMENT MANAGEMENT, INC.
Investment adviser filing (IA)
CHICAGO, IL, United States · Form ADV filed May 29, 2026
- Regulatory AUM
- $14.6B Form ADV · Item 5.F
- Client accounts
- 12,368 Accounts, not individual clients
- Employees
- 132 Reported in this filing
- Advisory professionals
- 11 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Other clients | 14 | $6,496,406,601 | 44.5% |
| High-net-worth individuals | 1,293 | $3,482,463,714 | 23.9% |
| Other investment advisers | 179 | $2,405,164,681 | 16.5% |
| Individuals | 2,051 | $1,005,943,572 | 6.9% |
| Investment companies | 8 | $809,077,560 | 5.5% |
| Retirement plans | 111 | $175,196,937 | 1.2% |
| Corporations & businesses | 79 | $130,151,898 | 0.9% |
| Government entities | 2 | $42,487,474 | 0.3% |
| Charities | 2 | $28,546,062 | 0.2% |
| Pooled investment vehicles | 2 | $14,118,114 | 0.1% |
Filing source
Form ADV 2108968 · May 29, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
6 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
ZACKS STRATEGIES IIHedge Fund · Last reported May 29, 2026$7.51MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DEMARCO, SCIACCO HA, WILKENS & DUNLEAVY
PCAOB 5376
BTIG, LLC
SEC 8-65473
GOLDMAN SACHS & CO. LLC
SEC 8-129
BTIG, LLC
CRD 122225 · SEC 8-65473
Fund details & source
- Fund ID
- 805-8128504193
- Reported beneficial owners
- 3
- Minimum commitment
- $100K
- Form D file number
- 021-45342
Form ADV 2108968 · May 29, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ZACKS PANTHER FUND LPHedge Fund · Last reported May 29, 2026$6.53MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DEMARCO, SCIACCO HA, WILKENS & DUNLEAVY
PCAOB 5376
BTIG, LLC
SEC 8-65473
GOLDMAN SACHS & CO. LLC
SEC 8-129
BTIG, LLC
CRD 122225 · SEC 8-65473
Fund details & source
- Fund ID
- 805-8090004394
- Reported beneficial owners
- 2
- Minimum commitment
- $100K
- Form D file number
- 021-235703
Form ADV 2108968 · May 29, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ZACKS LIMITED PARTNERSHIPHedge Fund · Last reported Jan 24, 2017$5.06MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BTIG, LLC
SEC 8-65473
GOLDMAN, SACHS & CO.
SEC 8-129
BTIG, LLC
CRD 122225 · SEC 8-65473
Fund details & source
- Fund ID
- 805-3692493807
- Reported beneficial owners
- 3
- Minimum commitment
- $100K
- Form D file number
- 021-92050
Form ADV 1066633 · Jan 24, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ZACKS MARKET NEUTRAL LIMITED PARTNERSHIP 2008Hedge Fund · Last reported May 29, 2019$4.85MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- No
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BTIG, LLC
SEC 8-65473
GOLDMAN SACHS & CO. LLC
SEC 8-129
BTIG, LLC
CRD 122225 · SEC 8-65473
Fund details & source
- Fund ID
- 805-3235420605
- Reported beneficial owners
- 1
- Minimum commitment
- $100K
- Form D file number
- 021-123911
Form ADV 1323112 · May 29, 2019 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ZACKS LIMITED PARTNERSHIPHedge Fund · Last reported Jun 30, 2020$4.54MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DEMARCO, SCIACCO HA, WILKENS & DUNLEAVY
PCAOB 5376
BTIG, LLC
SEC 8-65473
GOLDMAN SACHS & CO. LLC
SEC 8-129
BTIG, LLC
CRD 122225 · SEC 8-65473
Fund details & source
- Fund ID
- 805-7737293913
- Reported beneficial owners
- 1
- Minimum commitment
- $100K
- Form D file number
- 021-92050
Form ADV 1440994 · Jun 30, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ZACKS LONG SHORTHedge Fund · Last reported May 29, 2015$794KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BTIG, LLC
SEC 8-65473
GOLDMAN, SACHS & CO.
SEC 8-129
BTIG, LLC
CRD 122225 · SEC 8-65473
Fund details & source
- Fund ID
- 805-7388284343
- Reported beneficial owners
- 1
- Minimum commitment
- $100K
- Form D file number
- 021-9999999999
Form ADV 923240 · May 29, 2015 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: May 29, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
101 N. WACKER DRIVE, SUITE 1500CHICAGO, IL, 60606, United States
CRD 110897
Filing source
Form ADV 2108968 · May 29, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.