Investment adviser · CRD 105866
YOUNG RICHARD C & CO LTD
Investment adviser filing (IA)
NEWPORT, RI, United States · Form ADV filed Mar 25, 2026
- Regulatory AUM
- $1.8B Form ADV · Item 5.F
- Client accounts
- 2,042 Accounts, not individual clients
- Employees
- 14 Reported in this filing
- Advisory professionals
- 8 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 505 | $1,617,731,083 | 89.8% |
| Individuals | 293 | $147,550,396 | 8.2% |
| Retirement plans | 8 | $22,424,797 | 1.2% |
| Corporations & businesses | 7 | $13,686,611 | 0.8% |
| Banks & thrifts | Fewer than 5 | $0 | 0.0% |
| Charities | Fewer than 5 | Not reported | Not reported |
| Government entities | Fewer than 5 | $0 | 0.0% |
| Other investment advisers | Fewer than 5 | $0 | 0.0% |
| Insurance companies | Fewer than 5 | $0 | 0.0% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 2075971 · Mar 25, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 25, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets
Principal office
98 WILLIAM STREETNEWPORT, RI, 02840, United States
CRD 105866
Filing source
Form ADV 2075971 · Mar 25, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.