YAKIRA CAPITAL MANAGEMENT, INC. – investment adviser, $412M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$411,590,628	100.0%

Filing source

Form ADV 2094352 · Apr 22, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

YAKIRA PARTNERS, L.P.Hedge Fund · Last reported Apr 22, 2026$108MGross asset value

Form D fundraising filings

Yakira Partners, L.P.

Feeder funds

YAKIRA OFFSHORE FUND LTD.

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian BMO HARRIS BANK NA CHICAGO, Illinois, United States Related to adviser: No

Custodian CLEAR STREET LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer GENERAL WELLINGTON CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Prime broker CLEAR STREET LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFRIES LLP
PCAOB 349

BMO HARRIS BANK NA
LEI 3Y4U8VZURTYWI1W2K376

CLEAR STREET LLC
SEC 8-69972

J.P. MORGAN SECURITIES LLC
SEC 8-35008

GENERAL WELLINGTON CAPITAL LLC
CRD 282139 · SEC 8-69705

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

Fund details & source

Fund ID: 805-8494449405
Reported beneficial owners: 28
Minimum commitment: $1M
Form D file number: 021-230005

Form ADV 2094352 · Apr 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

YAKIRA ENHANCED OFFSHORE FUND LTD.Hedge Fund · Last reported Mar 20, 2026$4.48MGross asset value

Form D fundraising filings

Yakira Enhanced Offshore Fund Ltd.

Fund administrator NAV FUND SERVICES (CAYMAN) LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian BMO HARRIS BANK NA CHICAGO, Illinois, United States Related to adviser: No

Custodian CLEAR STREET LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer GENERAL WELLINGTON CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Prime broker CLEAR STREET LLC NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFRIES LLP
PCAOB 349

BMO HARRIS BANK NA
LEI 3Y4U8VZURTYWI1W2K376

CLEAR STREET LLC
SEC 8-69972

J.P. MORGAN SECURITIES LLC
SEC 8-35008

GENERAL WELLINGTON CAPITAL LLC
CRD 282139 · SEC 8-69705

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-5372602665
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-337876

Form ADV 2059309 · Mar 20, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 22, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1555 POST ROAD EAST, SUITE 202
WESTPORT, CT, 06880, United States

CRD 159398

Filing source

Form ADV 2094352 · Apr 22, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.