Investment adviser · CRD 157604
WYNNEFIELD CAPITAL, INC.
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Jun 15, 2026
- Regulatory AUM
- $185M Form ADV · Item 5.F
- Client accounts
- 4 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 3 | $176,888,712 | 95.9% |
| Retirement plans | 1 | $7,628,955 | 4.1% |
Filing source
Form ADV 2113366 · Jun 15, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
3 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
WYNNEFIELD PARTNERS SMALL CAP VALUE L.P. IHedge Fund · Last reported Jun 15, 2026$85.8MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
COHNREZNICK LLP
PCAOB 596
PERSHING LLC
SEC 8-17574
PERSHING LLC
CRD 7560 · SEC 8-17574
Fund details & source
- Fund ID
- 805-5599185498
- Reported beneficial owners
- 76
- Minimum commitment
- $250K
- Form D file number
- 021-1251565
Form ADV 2113366 · Jun 15, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WYNNEFIELD PARTNERS SMALL CAP VALUE L.P.Hedge Fund · Last reported Jun 15, 2026$56.6MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
COHNREZNICK LLP
PCAOB 596
PERSHING LLC
SEC 8-17574
PERSHING LLC
CRD 7560 · SEC 8-17574
Fund details & source
- Fund ID
- 805-1480027155
- Reported beneficial owners
- 48
- Minimum commitment
- $250K
- Form D file number
- 021-899083
Form ADV 2113366 · Jun 15, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD.Hedge Fund · Last reported Jun 15, 2026$34.5MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
COHNREZNICK LLP
PCAOB 596
PERSHING LLC
SEC 8-17574
PERSHING LLC
CRD 7560 · SEC 8-17574
Fund details & source
- Fund ID
- 805-5231816004
- Reported beneficial owners
- 15
- Minimum commitment
- $250K
Form ADV 2113366 · Jun 15, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Jun 15, 2026. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
450 SEVENTH AVE, SUITE 509NEW YORK, NY, 10123, United States
CRD 157604
Filing source
Form ADV 2113366 · Jun 15, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.