Investment adviser · CRD 157620
WWM FINANCIAL
Investment adviser filing (IA)
WOLFF WIESE MAGANA LLC
CARSLBAD, CA, United States · Form ADV filed Apr 12, 2026
- Regulatory AUM
- $382M Form ADV · Item 5.F
- Client accounts
- 1,682 Accounts, not individual clients
- Employees
- 8 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 103 | $262,040,583 | 68.6% |
| Individuals | 442 | $98,039,573 | 25.7% |
| Retirement plans | 15 | $17,824,269 | 4.7% |
| Corporations & businesses | 10 | $3,913,363 | 1.0% |
Filing source
Form ADV 2093838 · Apr 12, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 12, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
2131 PALOMAR AIRPORT RD., SUITE 330CARSLBAD, CA, 92011, United States
CRD 157620
Filing source
Form ADV 2093838 · Apr 12, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.