Investment adviser · CRD 2543
B RILEY WEALTH MANAGEMENT
Investment adviser filing (IA)
B RILEY WEALTH MANAGEMENT, INC.
MEMPHIS, TN, United States · Form ADV filed Mar 31, 2022
- Regulatory AUM
- $4.12B Form ADV · Item 5.F
- Client accounts
- 9,621 Accounts, not individual clients
- Employees
- 250 Reported in this filing
- Advisory professionals
- 207 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 8,434 | $2,022,972,537 | 49.1% |
| High-net-worth individuals | 909 | $1,645,910,004 | 40.0% |
| Corporations & businesses | 109 | $133,726,011 | 3.2% |
| Other investment advisers | Fewer than 5 | $123,522,116 | 3.0% |
| Retirement plans | 129 | $94,190,639 | 2.3% |
| Charities | 37 | $73,752,192 | 1.8% |
| Government entities | Fewer than 5 | $24,766,256 | 0.6% |
Filing source
Form ADV 1625515 · Mar 31, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 31, 2022. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed · Commissions
Principal office
40 S. MAIN ST., SUITE 1800MEMPHIS, TN, 38103, United States
CRD 2543
Filing source
Form ADV 1625515 · Mar 31, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.