Investment adviser · CRD 7365

STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.

Investment adviser filing (IA)

YOUNGSTOWN, OH, United States · Form ADV filed Oct 10, 2014

Regulatory AUM
$462M
Form ADV · Item 5.F
Client accounts
3,594
Accounts, not individual clients
Employees
335
Reported in this filing
Advisory professionals
210
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Oct 10, 2014. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Market timing · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Commissions

Principal office

4407 BELMONT AVE
YOUNGSTOWN, OH, 44505, United States

CRD 7365

Filing source

Form ADV 849257 · Oct 10, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.