Investment adviser · CRD 122224
WMS ADVISORS, LLC
Investment adviser filing (IA)
CHARLOTTE, NC, United States · Form ADV filed Jul 22, 2026
- Regulatory AUM
- $281M Form ADV · Item 5.F
- Client accounts
- 411 Accounts, not individual clients
- Employees
- 7 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 55 | $248,875,730 | 88.6% |
| Individuals | 76 | $27,918,442 | 9.9% |
| Charities | Fewer than 5 | $3,442,712 | 1.2% |
| Retirement plans | Fewer than 5 | $687,717 | 0.2% |
Filing source
Form ADV 2121407 · Jul 22, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jul 22, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly
Principal office
6135 PARK SOUTH DRIVE, SUITE 510CHARLOTTE, NC, 28210, United States
CRD 122224
Filing source
Form ADV 2121407 · Jul 22, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.