Investment adviser · CRD 158852

WINTHROP FINANCIAL, INC.

Investment adviser filing (IA)

DAS-WFI INC.

BUFFALO, NY, United States · Form ADV filed Jul 28, 2017

Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Not available in this filing: Regulatory AUM, Client accounts.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jul 28, 2017. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

111 GENESEE STREET, SUITE 3800
BUFFALO, NY, 14203, United States

CRD 158852

Filing source

Form ADV 1130327 · Jul 28, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.