WINTHROP CAPITAL MANAGEMENT – investment adviser, $3.97B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	25	$3,147,640,329	79.2%
Individuals	406	$216,544,904	5.4%
Pooled investment vehicles	1	$185,363,918	4.7%
High-net-worth individuals	60	$180,561,382	4.5%
Corporations & businesses	20	$171,822,699	4.3%
Retirement plans	10	$62,633,433	1.6%
Charities	7	$9,347,165	0.2%

Filing source

Form ADV 2064390 · Mar 27, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DACIAN MASTER FUND LPOther Private Fund · Last reported Mar 27, 2026$185MGross asset value

Feeder funds

DACIAN RATED FEEDER LP

Custodian STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

STATE STREET GLOBAL MARKETS, LLC
SEC 8-69862

Fund details & source

Fund ID: 805-4191142762
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 2064390 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CHATHAM - AIT NPE, LLCPrivate Equity Fund · Last reported Mar 4, 2016$2MGross asset value

Form D fundraising filings

Chatham - AIT NPE, LLC

Fund administrator CHATHAM CAPITAL PARTNERS, LLC INDIANAPOLIS, Indiana, United States Investor statements: No (provided to no investors) Related to adviser: Yes

Custodian MILLENNIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5864120016
Reported beneficial owners: 2
Minimum commitment: $100K
Form D file number: 021-237611

Form ADV 986783 · Mar 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CHATHAM VENTURE PARTNERS, LLCVenture Capital Fund · Last reported Mar 4, 2016$630KGross asset value

Form D fundraising filings

Chatham Venture Partners, LLC

Fund administrator CHATHAM CAPITAL PARTNERS, LLC INDIANAPOLIS, Indiana, United States Investor statements: No (provided to no investors) Related to adviser: Yes

Custodian MILLENNIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7424736999
Reported beneficial owners: 2
Minimum commitment: $100K
Form D file number: 021-210613

Form ADV 986783 · Mar 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed

Principal office

10201 N ILLINOIS STREET, SUITE 450
CARMEL, IN, 46290, United States

CRD 145216

Filing source

Form ADV 2064390 · Mar 27, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.