Investment adviser · CRD 6415
WINDSOR SECURITIES INC
Investment adviser filing (IA)
WINDSOR SECURITIES, INC.
ARDMORE, PA, United States · Form ADV filed Mar 29, 2022
- Regulatory AUM
- $90M Form ADV · Item 5.F
- Client accounts
- 95 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 59 | $46,562,000 | 51.7% |
| Other clients | 7 | $35,269,000 | 39.2% |
| Investment companies | 21 | $6,004,000 | 6.7% |
| Charities | Fewer than 5 | $1,800,000 | 2.0% |
| Individuals | 8 | $234,000 | 0.3% |
| Corporations & businesses | Fewer than 5 | $131,000 | 0.1% |
Filing source
Form ADV 1612638 · Mar 29, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 29, 2022. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
25 EAST ATHENS AVENUEARDMORE, PA, 19003, United States
CRD 6415
Filing source
Form ADV 1612638 · Mar 29, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.