Investment adviser · CRD 166124

WINDROCK WEALTH MANAGEMENT

Investment adviser filing (IA)

WINDROCK WEALTH MANAGEMENT LLC

NAPERVILLE, IL, United States · Form ADV filed Mar 17, 2026

Regulatory AUM
$363M
Form ADV · Item 5.F
Client accounts
583
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals51$342,434,43394.3%
Individuals32$20,793,3825.7%
Filing source

Form ADV 2054677 · Mar 17, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SCM OPPORTUNITY I LLCPrivate Equity Fund · Last reported Mar 17, 2026$0Gross asset value
Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source
Fund ID
805-5977780795
Reported beneficial owners
39
Minimum commitment
$50K

Form ADV 2054677 · Mar 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 17, 2026. View historical filings

Reported services

Individual portfolio management · Selection of other advisers · Publication of newsletters

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

225 WEST JEFFERSON AVENUE, SUITE 2
NAPERVILLE, IL, 60540, United States

CRD 166124

Filing source

Form ADV 2054677 · Mar 17, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.